Power Quality & Harmonics

Voltage Dip Indices and Assessment Objectives

Voltage dips are short-duration reductions in RMS voltage. Unlike harmonics, flicker and unbalance, they are event-based disturbances — driven by faults, protection operation, motor starts and switching — so they are assessed over a long period and described by how often dips occur and how severe they are. This guide covers how a dip is measured and characterised, the main reporting indices, and how performance is judged against equipment immunity and network expectations.

Reading time ≈ 23 min · Part Four of the series

A harmonic, flicker or unbalance level can usually be assessed over a week. Voltage dips are different: they are caused by faults, protection operation, motor starts, transformer energisation and switching — events that do not occur regularly — so dip performance normally needs a much longer window, often at least a year, and is described by counts of events grouped by retained voltage and duration.

The dip question is “how often do dips occur, and how severe are they?” — not “what is the average power-quality level?”
Key idea
  1. Dips are event-based — assess over ≈1 year, not one week.
  2. Each dip is described by retained voltage and duration, from half-cycle RMS \(U_{\text{rms}(1/2)}\).
  3. Reported by SARFI, magnitude-duration tables, coordination charts, dip energy and dip severity.
  4. Impact depends on depth and duration together, and on equipment ride-through.

Section 1

What a voltage dip is

A voltage dip is a temporary reduction in RMS voltage below a defined threshold, after which the voltage recovers. The chain from cause to consequence is:

\[ \text{disturbance}\;\rightarrow\;\text{RMS voltage reduction}\;\rightarrow\;\text{retained voltage and duration}\;\rightarrow\;\text{equipment impact} \]
Table 1 — Common causes of voltage dips.
CauseTypical Effect
Short-circuit faultsDeep dips until protection clears the fault
Motor startingShallower dips of predictable duration
Transformer energisationVoltage depression and possible transient distortion
Faults on adjacent feedersDips seen by nearby customers
Network switchingStep changes or short voltage reductions
Large fluctuating loadsRepeated dips or voltage changes

A dip whose retained voltage falls below the interruption threshold — typically \(10\%\) of declared voltage, though some utilities differ — is classified as a short interruption.

Section 2

RMS measurement for voltage dips

Dips are measured with a half-cycle refreshed RMS value, \(U_{\text{rms}(1/2)}\): the RMS is computed over one cycle and refreshed every half cycle. That gives:

\[ \text{50 Hz:}\quad 1\ \text{cycle}=20\ \text{ms},\;\; \tfrac{1}{2}\ \text{cycle}=10\ \text{ms} \qquad \text{60 Hz:}\quad 1\ \text{cycle}=16.67\ \text{ms},\;\; \tfrac{1}{2}\ \text{cycle}=8.33\ \text{ms} \]

which is enough time resolution to capture the start, end and shape of a dip. The measurement sequence is:

\[ v(t)\;\rightarrow\;U_{\text{rms}(1/2)}(t)\;\rightarrow\;\text{threshold crossing}\;\rightarrow\;\text{retained voltage and duration} \]

Section 3

Retained voltage, dip depth and duration

A dip is characterised mainly by its retained voltage (the lowest RMS reached during the event, as a percentage of the reference) and its duration. The depth is the shortfall, and the duration is the threshold-to-threshold time:

\[ D = 100\% - U_{\text{retained}} \qquad\qquad t_{\text{dip}} = t_{\text{end}} - t_{\text{start}} \]
\(U_{\text{retained}}\)
lowest RMS voltage during the dip (per cent of reference)
\(D\)
dip depth
\(t_{\text{start}},t_{\text{end}}\)
times the RMS crosses the start and recovery thresholds

For example, \(U_{\text{retained}}=55\%\) gives \(D=45\%\). The dip starts when the RMS falls below the dip threshold (commonly \(90\%\)) and ends when it rises above a slightly higher recovery threshold (commonly \(91\%\)); the small hysteresis avoids repeated start-stop counting when the voltage hovers near the threshold.

Section 4

Threshold and reference selection

The threshold strongly affects both counting and duration: an event is only counted if the voltage falls below it, and because the dip envelope is rarely rectangular, the same event can have a different measured duration at the \(90\%\) and \(80\%\) thresholds. The reference voltage matters too:

Table 2 — Reference voltage options.
Reference VoltageMeaning
Nominal voltageStandard system voltage
Declared voltageVoltage agreed or declared for the supply
Sliding referencePre-event reference that follows slow voltage variation
A complete dip description = reference voltage + dip threshold + retained voltage + duration.

Section 5

Multi-phase voltage dips

A dip may affect one, two or three phases, and a single-phase fault produces a different pattern on line-to-neutral and line-to-line voltages. To avoid counting one disturbance as three events, overlapping per-phase dips are treated as a single event, and the retained voltage is the lowest \(U_{\text{rms}(1/2)}\) on any channel during the event.

Table 3 — Phase measurement configuration.
MeasurementRelevance
Line-to-neutral voltageUseful for LV and four-wire systems
Line-to-line voltageOften used for MV/HV and customer compatibility
All three phasesNeeded to identify the unbalanced dip type
Lowest phase valueCommon basis for retained-voltage reporting

Section 6

Additional dip characteristics

Retained voltage and duration are the headline quantities, but two dips with identical magnitude and duration can still affect equipment differently. Other characteristics matter:

Table 4 — Additional dip characteristics.
CharacteristicWhy It Matters
Phase-angle jumpCan disturb converters, drives and synchronous equipment
Point-on-waveImportant for some electronic and magnetic equipment
Number of affected phasesDetermines the equipment response
Pre-event voltageAffects the actual remaining voltage margin
Voltage recovery shapeSlow recovery may affect contactors and drives
Distortion during the dipFaults and transformer saturation may distort the waveform
Dip unbalanceSensitive three-phase loads respond differently

Magnitude-duration reporting is therefore practical, but it is not a complete description of every equipment effect.

Section 7

Dip energy and dip severity

Two single-event indices reduce a dip to one number. Dip energy accumulates the voltage shortfall over the event:

\[ E_{VS}=\int_{0}^{T}\left(1-V(t)^2\right)dt \]
\(V(t)\)
RMS voltage during the event, in per unit
\(T\)
duration of the event below the dip threshold

A deeper or longer dip gives higher energy; the index is a single number but can be dominated by one long event and does not always track equipment behaviour. Dip severity instead compares the event against a reference tolerance curve such as the SEMI curve:

\[ \text{dip severity}=\frac{\text{actual dip severity}}{\text{reference tolerance severity}} \]

A value greater than 1 means the event is more severe than the reference curve. It combines magnitude and duration into one figure, but depends strongly on the chosen curve — one suited to a given type of equipment may not suit another.

Section 8

SARFI indices

SARFI — the System Average RMS Variation Frequency Index — counts the events per year that exceed a chosen severity criterion. The common voltage-threshold form is:

\[ SARFI_X = \text{events per year with } U_{\text{retained}} < X\% \]
\(SARFI_X\)
events per year more severe than the threshold \(X\)
\(X\)
retained-voltage threshold (per cent)
\(U_{\text{retained}}\)
lowest RMS voltage reached during the dip

so \(SARFI_{70}\) is the number of events per year with retained voltage below \(70\%\). A curve-based form, \(SARFI_{\text{SEMI}}\), instead counts events more severe than a predefined curve such as SEMI or ITIC. SARFI is simple and lets sites, systems and years be compared easily, but a pure voltage threshold loses duration information — a \(60\%\) dip lasting 3 cycles and one lasting 500 ms both count in \(SARFI_{70}\), though their equipment impact may differ greatly.

Section 9

Magnitude-duration tables, charts and areas

A magnitude-duration table groups events by retained-voltage rows and duration columns, each cell holding a count, \(N(U_{\text{retained}},\,t_{\text{duration}})\):

\[ \text{rows: }90\%\text{–}80\%,\;80\%\text{–}70\%,\;70\%\text{–}60\%,\ldots \qquad \text{columns: }0.1\text{–}0.25\,\text{s},\;0.25\text{–}0.5\,\text{s},\ldots \]

Tables preserve far more information than a single number and compare readily with equipment tolerance curves, though many cells can make site-to-site comparison harder. A voltage-sag coordination chart goes further, plotting supply performance (events per year) against equipment tolerance on the retained-voltage / duration plane — answering “how often will dips exceed my equipment’s tolerance?”:

Table 5 — Reading a coordination chart, and dip performance areas.
RegionInterpretation
Dip above the equipment curveEquipment should normally ride through
Dip below the equipment curveEquipment may trip or malfunction
Shallow short dipsCommon system events
Deep short dipsClose-up faults
Long-duration dipsDelayed protection or abnormal recovery
Very deep, long dipsPossible protection or system problem

Grouping dips into performance areas links categories to likely causes: a short dip retaining \(70\%\)–\(80\%\) is expected in normal operation, while a long dip below \(40\%\) may indicate a close fault or delayed clearance.

Section 10

Equipment sensitivity

Dips matter because much equipment cannot ride through them:

Table 6 — Typical equipment response to dips.
EquipmentPossible Dip Response
Contactors and relaysDrop out
Variable-speed drivesDC-link undervoltage trip
PLCs and control systemsReset or malfunction
Computers and IT equipmentShutdown or reboot
Process equipmentProduction interruption
Motor loadsTorque reduction and stalling risk
Power-electronic convertersCurrent limit or trip
Dip impact depends on retained voltage and duration — a \(50\%\) dip for 20 ms may be fine, while a \(70\%\) dip for 1 s may trip.

Section 11

Why dip objectives are difficult, and the one-year period

Unlike harmonics or flicker, dips resist universal limits because they depend on the network and its environment:

Table 7 — What dip performance depends on.
FactorInfluence
Network topologyFault locations and voltage propagation
Fault rateEvent frequency
Protection clearing timeDip duration
Earthing arrangementPhase voltages during faults
Overhead vs undergroundFault rate and dip frequency
Weather and environmentFault occurrence
Equipment sensitivityThe practical impact

So standards tend to define measurement and reporting methods rather than strict universal limits. And because events are random, dips must be assessed over a long period — typically at least a year. One quiet week may show no dips at all; one stormy week may overstate the rate. The meaningful index is the annual frequency — the number of dips per year, ideally in each magnitude-duration category — supported where needed by fault statistics and simulation.

Section 12

Objectives in practice, and comparing indices

Because strict universal limits are hard to set, objectives are usually expressed as expected performance or a reporting method:

Table 8 — Practical dip objective types.
Objective TypeMeaning
Dips per yearGeneral supply performance
Magnitude-duration tableNumber of dips in each severity range
SARFI valuesEvents below selected voltage thresholds
Curve-based indexEvents below SEMI, ITIC or a customer curve
Contractual reporting thresholdUtility reports dips below a stated voltage and duration
Site-specific targetBased on customer equipment immunity

A contract might, for example, report only events with \(U_{\text{retained}} < 70\%\) and \(t > 600\ \text{ms}\) — not because shallower dips do not occur, but because that threshold defines contractual attention. No single index is perfect:

Table 9 — Strengths and limits of the main indices.
MethodAdvantageLimitation
SARFISimple site/year comparisonDuration may be lost
Magnitude-duration tableClear and widely understoodCan become too detailed
Coordination chartDirect link to equipment toleranceMore complex to use
Dip energyOne number, depth and durationMay be dominated by one event
Dip severityCombines magnitude and durationDepends on the chosen curve

For supply comparison, SARFI or magnitude-duration tables work well; for industrial customers, tolerance curves and coordination charts are more meaningful; for contracts, a selected voltage and duration threshold is used.

Section 13

Site indices and system indices

Dip data is processed at rising levels — from a single event, to one site, to a whole network:

\[ \text{sampled voltage}\;\rightarrow\;\text{single-event index}\;\rightarrow\;\text{site index}\;\rightarrow\;\text{system index} \]
Table 10 — Index levels with examples.
LevelExample
Single-event indexRetained voltage and duration
Site indexNumber of dips per year at one site
System indexAverage SARFI across multiple sites
Equipment indexDips below an equipment tolerance curve

The distinction matters because a good site can be hidden inside a poor system average, and a healthy system average can hide a poor individual site.

Section 14

Mitigation of voltage dips

Dips cannot be eliminated, because faults and switching are part of normal operation — but their frequency, duration or impact can be reduced, from the network side or the equipment side:

Table 11 — Voltage dip mitigation measures.
Mitigation MethodPurpose
Faster protection clearingReduces dip duration
Network automationReduces exposure time
Fault-reduction / undergroundingReduces event frequency and fault rate
Dedicated feederReduces exposure to other customers’ faults
Stronger supply pointReduces dip depth for some events
Dynamic voltage restorerProtects sensitive loads
UPS systemsMaintains supply to critical equipment
Drive ride-through / contactor devicesReduces nuisance trips and dropout
Process immunity improvementReduces production loss
Network mitigation reduces the dips; equipment immunity reduces the consequences — for industry, improving ride-through is often the most cost-effective.

Section 15

Interpretation and key message

The practical assessment runs straight down a chain, from the sampled waveform to a site or system index:

\[ v(t)\;\rightarrow\;U_{\text{rms}(1/2)}\;\rightarrow\;\text{event detection}\;\rightarrow\;U_{\text{retained}},t\;\rightarrow\;\text{classification}\;\rightarrow\;\text{site / system index} \]

A useful single-event statement gives retained voltage, duration, location, reference and affected phases — for example \(U_{\text{retained}}=48\%,\ t=180\ \text{ms}\), line-to-line at the PCC — which says far more than “a voltage dip of 52%”. For annual performance, a statement such as \(SARFI_{70}=6\) events/year, or “4 events/year below the SEMI curve”, conveys the supply performance directly.

Voltage dip performance = event frequency + retained voltage + duration + equipment immunity.
Key message

Voltage dips are event-based reductions in RMS voltage, characterised by retained voltage \(U_{\text{retained}}=\min\!\big(U_{\text{rms}(1/2)}\big)\) and duration \(t_{\text{dip}}=t_{\text{end}}-t_{\text{start}}\), with depth \(D=100\%-U_{\text{retained}}\). They are counted below a threshold (commonly \(90\%\)), with interruptions below about \(10\%\), and — unlike harmonics, flicker and unbalance — must be assessed over roughly a year because they are driven by faults and protection. Report them with the index that fits the purpose: \(SARFI_X\), magnitude-duration tables, coordination charts, dip energy or dip severity. A robust assessment must state the measurement method + thresholds + reference voltage + assessment period + reporting index + assessment location + equipment tolerance — only then can dip performance be compared with process requirements or network expectations.

Eight-Part Technical Series

Power Quality Indices and Objectives

An eight-part guide to power-quality indices and assessment objectives — how harmonic voltage, voltage flicker, voltage unbalance, voltage dips and long interruptions are measured and indexed, how the measurement data is reviewed, and the recommended indices and objectives for planning and reporting.

Part Four Reading now

Voltage Dip Indices and Assessment Objectives

How voltage dips are measured and indexed — half-cycle RMS, retained voltage and duration, SARFI, magnitude-duration tables, coordination charts, and assessment over a year.

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